Royal Commission into Misconduct in the Banking, Superannuation and Financial Services Industry

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The Royal Commission into Misconduct in the Banking, Suprannuation and Financial Services Industry has now concluded. Key documents are available on the royalcommission.gov.au website.

Media releases

18-291MR Statement from ASIC Chair James Shipton on the Interim Report of the Financial Services Royal Commission

19-020MR Statement from ASIC Chair James Shipton on the Final Report of the Royal Commission into Misconduct in the Banking, Superannuation and Financial Services Industry

19-035MR ASIC update on implementation of Royal Commission recommendations: see ASIC update on implementation of Royal Commission recommendations (PDF 294 KB)

19-222MR ASIC sues NAB for dealing with unlicensed home loan introducers: Royal Commission case study

19-249MR ASIC update on Royal Commission implementation: see ASIC Royal Commission implementation update (PDF 270 KB)

19-297MR ASIC takes civil penalty action against RI Advice and former Melbourne financial adviser, John Doyle: Royal Commission case study

19-365MR ASIC updates internal governance and accountability frameworks

20-063MR ASIC commences proceedings against CBA over the AgriAdvantage Plus Package – Royal Commission case study

20-064MR ASIC commences proceedings against CBA over the credit services provided to problem gambler – Royal Commission case study

20-129MR CBA to pay $5 million over the AgriAdvantage Plus Package – Royal Commission case study

20-247MR NAB ordered to pay $15 million for dealing with unlicensed home loan Introducers: Royal Commission case study

20-249MR Royal Commission witness and former financial adviser Sam Henderson sentenced (see also 20-130MR and 20-196MR)

20-263MR CBA ordered to pay $150,000 for credit limit increase provided to problem gambler: Royal Commission case study

20-302MR Youi breached duty of utmost good faith – Royal Commission case study

20-305MR ASIC commences proceedings against CBA for overcharged interest – Royal Commission case study 

21-025MR CBA liable for overcharged interest – Royal Commission case study

Speeches

Ethics and professionalism post Royal Commission—A regulator's view (1/11/2018)

The Financial Services Royal Commission and other emerging issues relating to the general insurance industry from an ASIC perspective (27/2/2019)

Emerging lessons from the Financial Services Royal Commission for the regulation of health practitioners (28/2/2019)

ASIC’s approach to enforcement after the Royal Commission (30/8/2020)

Regulatory documents

RG 273 Mortgage brokers: Best interests duty (see REP 662 and CP 327 and submissions)

CP 329 Implementing the Royal Commission recommendations: Advice fee consents and independence disclosure

CP 333 Implementing the Royal Commission recommendations: Reference checking and information sharing

Last updated: 30/03/2021 09:22