Clearing and settlement facilities

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Regulatory index topic: Financial markets: Domestic Australian markets

Home > Regulatory resources > Markets > Market structure > Licensed and exempt clearing and settlement facilities

Domestic Australian clearing and settlement facilities

RG 211 Clearing and settlement facilities: Australian and overseas operators

RG 166 Licensing: Financial requirements

RG 172 Financial markets: Domestic and overseas operators

RG 253 Fundraising: Facilitating offers of CHESS Depository Interests

ASIC Corporations (Division 4 Financial Products) Instrument 2015/1030

ASIC Corporations (Dematerialised
Securities: Austraclear) Instrument 2016/841

CO 14/827 Offers of CHESS depository interests

CO 04/291 CHESS Depositary Nominees — FSG relief in relation to CHESS Depositary Interests

REP 194 Response to submissions on CP 120 Operators of clearing and settlement facilities

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Overseas clearing and settlement facilities

See also

Financial markets: Overseas markets

Fundraising: Offers that do not need a disclosure document - foreign disclosure documents - mutual recognition

RG 211 Clearing and settlement facilities: Australian and overseas operators

RG 172 Financial markets: Domestic and overseas operators

REP 322 Response to submissions on CP 186: Clearing and settlement facilities: International principles and cross-border policy (Update to RG 211)

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Exemptions

RG 253 Fundraising: Facilitating offers of CHESS Depository Interests

CO 14/827 Offers of CHESS depository interests

CO 04/291 CHESS Depositary Nominees — FSG relief in relation to CHESS Depositary Interests

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Assessment reports

ASX Limited/ Australian Clearing House Pty Limited/ASX Settlement and Transfer Corporation Pty Limited

REP 33 Market assessment report: ASX Settlement and Transfer Corporation Pty Limited/ Australian Clearing House Pty Limited (November 2004)

REP 57 Market assessment report: ASX Settlement and Transfer Corporation Pty Limited/ Australian Clearing House Pty Limited (September 2005)

REP 79 Market assessment report: Australian Clearing House Pty Limited/ASX Settlement and Transfer Corporation Pty Limited (July 2006)

REP 94 Market assessment report: ASX Limited/ Australian Clearing House Pty Limited/ASX Settlement and Transfer Corporation Pty Limited (May 2007)

REP 135 Market Assessment Report: ASX Limited/Australian Clearing House Pty Limited/ASX Settlement and Transfer Corporation Pty Limited/Sydney Futures Exchange Limited/SFE Clearing Corporation Pty Limited/Austraclear Limited (August 2008)

REP 168 Market assessment report: Australian Securities Exchange group

REP 222 Market assessment report: ASX group

REP 265 Market assessment report: ASX Group

REP 289 Market assessment report: ASX Group

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SFE Clearing Corporation Pty Ltd/Austraclear Limited

REP 67 Market assessment report: SFE Clearing Corporation Pty Ltd/Austraclear Limited (January 2006)

REP 76 Market assessment report: SFE Clearing Corporation Pty Ltd/Austraclear Limited (May 2006)

REP 99 Market assessment report: Sydney Futures Exchange , SFE Clearing Corporation Limited, Austraclear (Nov 2007)

Reports from 2008 onwards included with ASX Limited

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Last updated: 07/07/2021 12:17