Australian Securities &

Investments Commission

Cancel the registration of an SMSF auditor

This transaction is used to notify that a self–managed superannuation fund (SMSF) auditor wants to cancel their registration.

Please type in the designated fields (	) as required. Select the appropriate boxes ( ) as required. Refer to the Guide: Cancel the registration of an SMSF auditor at the end of this transaction for information on how to submit this transaction.

Lodgement	Submit this transaction by email to:

SMSFauditor.maintain@asic.gov.au	For more information

Web	www.asic.gov.au

Need help?	www.asic.gov.au/question

Telephone	1300 300 630
1	Lodgement details
Who should we contact if there is a query about this application?
Firm/organisation
Contact name and role
Phone (business hours)
Contact addresses

Provide an email address and/or an Australian postal address.
Email address
Postal address
Suburb/City
State/Territory
Postcode	3954

2	SMSF auditor details
A unique ASIC key is issued to every SMSF auditor upon registration.

This transaction will not be processed unless a valid ASIC key is provided.
ASIC key	SMSF auditor number
Given name	Other given names
Family name
Tick box to confirm
The auditor has ceased to practise as an SMSF auditor and requests the registration be cancelled.

3	Declaration
Tick box to confirm
To the best of my knowledge, the information supplied in this application is complete and accurate (it is an offence to provide false or misleading information to ASIC).
I declare that:
Tick one box
I am the approved SMSF auditor.
I am submitting this transaction for lodgement on behalf of the approved SMSF auditor and am authorised to make the above declaration on behalf of the approved SMSF auditor after making all due and proper inquiries.
We may contact the auditor or lodging party if we have any questions regarding this transaction.
Name of person signing and making declaration
Signature
Date signed	/ /
DD/MM/YYYY

Australian Securities &

Investments Commission
Guide:

Cancel the registration of an SMSF auditor

This guide is to help you complete and lodge this transaction.

This is a notification that a self–managed superannuation fund (SMSF) auditor wants to cancel their registration.

Things to be aware of	After we receive and review this transaction we will send the SMSF auditor:

a letter confirming cancellation, or

where the cancellation request is to be refused—written advice confirming the reasons why ASIC has refused the cancellation application.

If the request for cancellation of registration is successful, the SMSF auditor registration status will be changed to ‘cancelled’. This takes effect at the end of the day that a notice is sent by us advising of the cancellation to the SMSF auditor.

We may request additional information from you.

We may disclose information you have provided in this transaction to the Australian Tax Office for SMSF auditor administration purposes.
ASIC key	The ASIC key is similar to the PIN for your bank account card. A unique ASIC key is issued to every SMSF auditor on registration.
Fee	A lodgement fee applies to this form. For information on fees refer to www.asic.gov.au/forms.
Privacy	The information provided to ASIC in this form may include personal information. Please refer to our privacy policy (www.asic.gov.au/privacy) for more information about how we handle your personal information, your rights to seek access to and correct personal information, and to complain about breaches of your privacy.
Lodgement	Submit this transaction by email to:

SMSFauditor.maintain@asic.gov.au	For more information

Web	www.asic.gov.au

Need help?	www.asic.gov.au/question

Telephone	1300 300 630

Cancel the registration of an SMSF auditor	21 April 2016	Page 2 of 3

Cancel the registration of an SMSF auditor	21 April 2016	Page 3 of 3

Melanie Coulter

2018-05-15

Maddison Gilmore

ASIC