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8239 media releases found
2 August 2021 MEDIA RELEASE
21-198MR ASIC bans Gold Coast financial advisers for five years

ASIC has banned Gold Coast-based advisers, Trent Allan and Fabrizio Urrutia, from providing any financial services for five years. ASIC found that Mr ...

2 August 2021 MEDIA RELEASE
21-197MR ASIC cancels financial services licence of Jyoti Rahman

ASIC has cancelled the Australian financial services (AFS) licence of Victorian-based financial services licensee Jyoti Rahman (AFSL number 488 976). ...

2 August 2021 MEDIA RELEASE
21-196MR Court finds RI Advice liable for failing to supervise financial adviser following ASIC investigation

The Federal Court found RI Advice Group Pty Ltd (RI Advice) failed to take reasonable steps to ensure that its former financial adviser, John Doyle, ...

2 August 2021 MEDIA RELEASE
21-195MR ASIC finds gaps remain despite progress to repair the TPD ‘safety net’

ASIC today released a report on how nine life insurers are addressing the consumer harms identified in ASIC’s 2019 Report 633 Holes in the safety ...

2 August 2021 MEDIA RELEASE
21-194MR ASIC sues General Commercial (Urban Commercial) and Eden Capital (Southside Lending) for failure to cooperate with AFCA

ASIC has commenced civil penalty proceedings in the Federal Court against General Commercial Group Pty Ltd (General Commercial), formerly known as ...

30 July 2021 MEDIA RELEASE
21-193MR ASIC action assists employees of abandoned companies to access almost $450,000 in employee entitlements

ASIC has assisted employees gain access to the Fair Entitlements Guarantee scheme (FEG) by exercising its wind-up powers and appointing liquidators ...

30 July 2021 MEDIA RELEASE
21-192MR Former director charged with authorising the making of a false or misleading statement to ASIC

James Jianshu Feng, a former director of Australasia Wealth Services and Management Pty Limited (AWSM) from Ryde, NSW, has been charged with ...

30 July 2021 MEDIA RELEASE
21-191MR ASIC sues AMP companies for fees for no service charged on corporate superannuation accounts

ASIC has commenced civil penalty proceedings in the Federal Court against six companies that are, or were, part of the AMP Limited group, alleging ...

29 July 2021 MEDIA RELEASE
21-190MR Court finds former superannuation trustee Tidswell Financial Services failed to act efficiently, honestly and fairly

On 27 July 2021, the Federal Court made declarations that Tidswell Financial Services Ltd (Tidswell), failed to act efficiently, honestly and fairly ...

28 July 2021 MEDIA RELEASE
21-189MR ASIC releases guidance and customer information requirements to implement the new add-on insurance deferred sales model

ASIC today released a new regulatory guide and final customer information requirements as part of its work to implement the new deferred sales model ...

Last updated: 30/03/2021 09:37