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8143 media releases found
14 May 2021 MEDIA RELEASE
21-102MR Former managing director of responsible entity of Sterling Income Trust banned for four years

ASIC has banned Mr Robert Patrick Marie for four years from providing any financial services. Mr Marie has also been banned from controlling an ...

14 May 2021 MEDIA RELEASE
21-101MR ASIC disqualifies director from managing companies for engaging in illegal phoenix activity

Pauline Jennifer Rogers of Sydney, NSW has been disqualified from managing companies for four years. Ms Rogers was disqualified for her role in the ...

14 May 2021 MEDIA RELEASE
21-100MR ASIC takes Court action to wind-up PE Capital Funds Management Ltd and managed investment schemes

ASIC has commenced proceedings in the Federal Court in Brisbane against PE Capital Funds Management Ltd (PE Capital Funds Management) alleging ...

11 May 2021 MEDIA RELEASE
21-099MR Victorian director disqualified from managing corporations

Andreas Exadactylos of Preston, Victoria, has been disqualified from managing corporations for two years for his involvement in two failed companies. ...

10 May 2021 MEDIA RELEASE
21-098MR ASIC grants temporary relief from certain dollar disclosures in PDSs for litigation funding schemes

ASIC has granted responsible entities of registered litigation funding schemes temporary relief from the requirement to disclose certain sensitive ...

10 May 2021 MEDIA RELEASE
21-097MR ASIC cancels Master Wealth Control’s Australian Credit Licence

ASIC has cancelled the Australian credit licence (ACL) of Dominique Grubisa’s company Master Wealth Control Pty Ltd (Master Wealth Control), ...

6 May 2021 MEDIA RELEASE
21-096MR ASIC bans former Sydney adviser for eight years

ASIC has banned Sydney-based former financial adviser, Lisa Lee, from providing financial services for eight years. Ms Lee was a representative of ...

6 May 2021 MEDIA RELEASE
21-095MR ASIC quarterly update January to March 2021

ASIC has today released its first quarterly update report, which covers the period from 1 January to 31 March 2021. The January to March 2021 period ...

5 May 2021 MEDIA RELEASE
21-094MR Firms offering debt management services require credit licence to operate

ASIC has today released an information sheet for providers of debt management services that explains their new regulatory obligations, including the ...

5 May 2021 MEDIA RELEASE
21-093MR ASIC commences civil proceedings against Westpac for insider trading

ASIC has today commenced proceedings in the Federal Court against Westpac Banking Corporation (Westpac) for insider trading, unconscionable conduct ...

Last updated: 30/03/2021 09:37