Resources on markets

Regulatory documents and instruments about markets

ASIC is responsible for the regulation of markets and clearing and settlement facilities in Australia. We publish regulatory guidance for market operators and participants and issue instruments affecting the operation of markets. We also publish reports of research findings and our assessments of markets.

Regulatory documents and instruments for financial markets

Regulatory documents and instruments for clearing and settlement facilities

Market assessment reports

Consultation papers

From time to time ASIC invites stakeholder feedback about our proposals for regulating financial markets and clearing and settlement facilities.

More about ASIC consultation papers

Frequently asked questions

FAQs - Competition market integrity rules and implementation issues

Markets articles by ASIC

ASIC regularly submits articles on markets-related issues to a number of external publications. We use these articles to inform market intermediaries and other interested individuals about issues of current concern to ASIC.

Read the markets articles

Other useful websites

Australian Securities Exchange

Australian Financial Markets Association

Corporations and Markets Advisory Committee

More about markets

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What's new

Operators of binary options trading boiler room banned following conviction

8 February 2018

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Charges laid against former FX trader

7 February 2018

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ASIC removes licence conditions imposed on OpenMarkets Australia Limited

2 February 2018

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ASIC commences civil penalty proceedings against CBA for BBSW conduct

30 Januay 2018

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More media releases on markets

MECS portal

The market entity compliance system (MECS) provides market entities with tools and information to assist with compliance.

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Last updated: 13/07/2011 12:00