Market integrity rules - consultation documents

Consolidation of market integrity rules

Consultation paper

Consultation Paper 277: Proposals to consolidate the ASIC market integrity rules.

Includes: Attachment 1 - Draft ASIC Market Integrity Rules (Securities Markets) 2017, Attachment 2 - Draft ASIC Market Integrity Rules (Futures Markets) 2017, Attachment 3 - Draft ASIC Market Integrity Rules (Securities Markets – Capital) 2017, Attachment 4 - Draft ASIC Market Integrity Rules (Futures Markets – Capital) 2017

More information

ASIC consults on consolidating ASIC market integrity rules, 17-015MR, 24 January 2017

 

Dark liquidity and high-frequency trading

Consultation paper

Consultation Paper 202: Dark liquidity and high-frequency trading: Proposals

Includes Attachment to CP 202: Proposed amendments to ASIC market integrity rules: Dark liquidity and high-frequency trading

More information

ASIC reports on dark liquidity and high-frequency trading, 13-052MR, 18 March 2013

Automated trading

Consultation paper

Australian market structure: Draft market integrity rules and guidance on automated trading

Includes Attachment 1 to CP 184: draft Market Integrity Rules

Attachment 2 to CP 184: draft regulatory guidance

More information

ASIC consults on electronic trading and releases fourth market supervision report,

12-195MR, 13 August 2012

Retail trading in Commonwealth Government securities

Consultation paper

Consultation Paper 181 Retail trading in Commonwealth Government Securities

Includes Attachment to CP 181: draft Market Integrity Rules

Reports

Report 332 Response to submissions on CP 181 Retail trading in Commonwealth Government Securities

More information

Review of market structure - consultation process and timetable

ASIC finalises regulatory framework for retail trading of Commonwealth Government Securities, 13-065MR, 27 March 2013

Equity market structure

Consultation papers

Consultation Paper 179 Australian market structure: Draft market integrity rules and guidance

Includes links to:

  • Attachment 1 to CP 179: draft Market Integrity Rules

  • Attachment 2 to CP 179: draft amended RG 223

  • Attachment 3 to CP 179: draft addendum to RG 172

Consultation Paper 168 Australian equity market structure: Further proposals (CP 168), 11-225MR, 20 October 2011 (includes draft market integrity rules)

Consultation Paper 145 Australian equity market structure: Proposals and Australian equity market structure: draft market integrity rules

Reports

Report 290 Response to submissions on CP 168 Australian equity market structure: Further proposals

Report 237 Response to submissions on CP 145 Australian equity market structure: Proposals

More information

Review of equity market structure - consultation process and timetable

ASX, ASX 24 and Chi-X markets

Consultation papers

Consultation Paper 131 Proposed ASIC Market Integrity Rules: ASX and SFE markets

Consultation Paper 148 Proposed market integrity rules: Chi-X market (includes draft market integrity rules)

Consultation Paper 161 Proposed ASIC market integrity rules for capital and related requirements: ASX, ASX 24 and Chi-X markets

Consultation Paper 195: Proposed amendments to ASIC market integrity rules: ASX 24 and FEX Markets

Reports

Report 244 Response to submissions on CP 161 Proposed ASIC market integrity rules for capital and related requirements: ASX, ASX 24 and Chi-X markets

Report 204 Response to submissions on CP 131 Proposed ASIC Market Integrity Rules: ASX and SFE markets

Non-AFS licensee foreign participants - ASX and Chi-X

Consultation paper

Consultation Paper 166 Market integrity rules: non-AFS licence foreign participants and consequential amendments

Report

Report 257 Response to submissions on CP 166 Market integrity rules for non-AFS licensee foreign participants and consequential amendments

FEX market

Consultation papers

Consultation Paper 157 Proposed ASIC market integrity rules: FEX market

Consultation Paper 195 Proposed amendments to ASIC market integrity rules: ASX 24 and FEX Markets

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Operators of binary options trading boiler room banned following conviction

8 February 2018

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Charges laid against former FX trader

7 February 2018

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ASIC removes licence conditions imposed on OpenMarkets Australia Limited

2 February 2018

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ASIC commences civil penalty proceedings against CBA for BBSW conduct

30 Januay 2018

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Last updated: 14/05/2014 12:00