REP 97 Overview of decisions on relief applications: January to May 2007
Released September 2007.
This is a report for participants in the capital markets and financial services industry who are prospective applicants for relief.
This report outlines ASIC's decisions on relief applications during the period 1 January to 31 May 2007. It summarises situations where ASIC has exercised, or refused to exercise, its exemption and modification powers from the financial reporting, managed investment, takeovers, fundraising or financial services provisions of the Corporations Act 2001.