REP 449 Overview of decisions on relief applications (February to May 2015)

Released 28 September 2015

This is a report for participants in the capital markets and financial services industry who are prospective applicants for relief.

This report outlines some of ASIC’s decisions on relief applications during the period from 1 February 2015 to 31 May 2015. It summarises examples of situations where we have exercised, or refused to exercise, our exemption and modification powers from the financial reporting, managed investment, takeovers, fundraising or financial services provisions of the Corporations Act 2001 and the National Consumer Credit Protection Act 2009.

It also refers to a number of publications issued by ASIC during the period from 1 February 2015 to 31 May 2015 that may be relevant to prospective applicants for relief, including legislative instruments, consultation papers, regulatory guides and reports.

Download the report (PDF 297KB)

Last updated: 29/06/2017 08:26