REP 386 ASIC supervision of markets and participants: July to December 2013

Released 19 March 2014.

This report summarises key operational statistics and outcomes of ASIC’s market and participant supervisory functions in relation to ASX, ASX 24, Chi-X and other market licensees for the period 1 July to 31 December 2013.

A summary of ASIC’s markets-related enforcement outcomes, for the period 1 July to 31 December 2013, is provided in Section C of the report.

Download REP 386 (PDF 234 KB) | Read the media release

 

Last updated: 19/03/2014 12:00