REP 277 ASIC supervision of markets and participants: July to December 2011
Released 7 February 2012.
This report summarises key operational statistics and outcomes of ASIC’s market and participant supervisory functions in relation to ASX, ASX 24 and other Australian market licensees for the period 1 July 2011 to 31 December 2011.
A summary of ASIC’s markets-related deterrence outcomes, for the period 1 January 2010 to 31 December 2011, is provided in Section D of the report. Reporting against this timeframe takes into account the time required to conduct an investigation and undertake court actions.