REP 24 Research analyst independence
Released August 2003.
The aim of this report is to:
- Provide an overview of the regulatory and compliance issues affecting the research analyst and investment bank relationships in Australia;
- Assess the impact in Australia of overseas regulatory and compliance improvements;
- Report on ASIC's surveillance campaign involving certain selected entities; and
- Provide a factual basis for policy guidance, which will follow the release of the Government’s draft CLERP 9 legislation later in 2003, and ASIC’s intended policy proposal paper.