REP 24 Research analyst independence

Released August 2003.

The aim of this report is to:

  • Provide an overview of the regulatory and compliance issues affecting the research analyst and investment bank relationships in Australia;
  • Assess the impact in Australia of overseas regulatory and compliance improvements;
  • Report on ASIC's surveillance campaign involving certain selected entities; and
  • Provide a factual basis for policy guidance, which will follow the release of the Government’s draft CLERP 9 legislation later in 2003, and ASIC’s intended policy proposal paper.

Download REP 24 (PDF 202 KB) | Read the media release

Last updated: 01/08/2003 12:00