REP 124 Overview of decisions on relief applications: September to November 2007

Released 1 April 2008.

This is a report for participants in the capital markets and financial services industry who are prospective applicants for relief.

This report outlines ASIC’s decisions on relief applications during the period 1 September to 30 November 2007. It summarises situations where ASIC has exercised, or refused to exercise, its exemption and modification powers from the financial reporting, managed investment, takeovers, fundraising or financial services provisions of the Corporations Act 2001.

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Last updated: 01/04/2008 12:00