RG 238 Suspicious activity reporting
Issued 20 November 2015
This guide is for market participants of the ASX market (operated by ASX Limited), the Chi-X market (operated by Chi-X Australia Pty Limited) and the APX market (operated by Asia Pacific Exchange Limited). This guide is also for market participants operating a crossing system on a financial market in this jurisdiction.
It gives guidance on how market participants can comply with the ASIC market integrity rules relating to suspicious activity reporting.
Note: Asia Pacific Exchange Limited (APX) changed its name to Asia Pacific Stock Exchange Limited on 28 February 2014 and to Sydney Stock Exchange Limited (SSX) on 11 November 2015.