RG 238 Suspicious activity reporting

Issued 20 November 2015

This guide is for market participants of the ASX market (operated by ASX Limited), the Chi-X market (operated by Chi-X Australia Pty Limited) and the APX market (operated by Asia Pacific Exchange Limited). This guide is also for market participants operating a crossing system on a financial market in this jurisdiction.

It gives guidance on how market participants can comply with the ASIC market integrity rules relating to suspicious activity reporting.

Note: Asia Pacific Exchange Limited (APX) changed its name to Asia Pacific Stock Exchange Limited on 28 February 2014 and to Sydney Stock Exchange Limited (SSX) on 11 November 2015.

Download RG 238 (PDF 377 KB)

 

Last updated: 06/08/2013 12:00