Regulatory guides

Regulatory guides give guidance to regulated entities by:

  • explaining when and how ASIC will exercise specific powers under legislation (primarily the Corporations Act)
  • explaining how ASIC interprets the law
  • describing the principles underlying ASIC’s approach
  • giving practical guidance (for example, describing the steps of a process such as applying for a licence or giving practical examples of how regulated entities may decide to meet their obligations).

Regulatory guides by number

View full list

RG 259 - RG 268

RG 249 - RG 258

RG 239 - RG 248

RG 229 - RG 238

RG 219 - RG 228

RG 209 - RG 218

RG 199 - RG 208

RG 189 - RG 208

RG 179 - RG 188

RG 169 - RG 178

RG 159 - RG 168

RG 148 - RG 158

RG 138 - RG 147

RG 128 - RG 137

RG 115 - RG 127

RG 103 - RG 112

RG 93 - RG 102

RG 82 - RG 92

RG 72 - RG 81

RG 62 - RG 71

RG 52 - RG 61

RG 42 - RG 51

RG 32 - RG 41

RG 22 - RG 31

RG 12 - RG 21

RG 2 - RG 11

RG 1

Regulatory guides by topic

Companies

Business names

Financial services

Managed investment schemes

Superannuation

Credit

Financial reporting

Fundraising

Takeovers

Financial markets

Auditors

Insolvency

Dealing with ASIC

For a more detailed topic breakdown see our Regulatory index.

For a summary of recent regulatory updates see our regulatory document update tables.

Last updated: 20/10/2014 12:00