CP 205 Derivative transaction reporting
Released 28 March 2013. Comments closed 1 May 2013.
This consultation paper seeks feedback on our proposals to implement a derivative transaction reporting regime under Pt 7.5A of the Corporations Act 2001 (Corporations Act).
The draft ASIC Derivative Transaction Rules (Reporting) 2013 (derivative transaction rules (reporting)) attached to this paper set out our proposed requirements for the reporting of over-the-counter (OTC) derivative transactions to licensed derivative trade repositories or prescribed derivative trade repositories, including the details of transactions that will need to be reported.
Note: This paper should be read in conjunction with Consultation Paper 201 Derivative trade repositories (CP 201), which sets out our proposed requirements for Australian derivative trade repository (ADTR) licensees, and our approach to granting ADTR licences and our guidance on the draft ASIC Derivative Trade Repository Rules 2013 (derivative trade repository rules).