Changing financial adviser details

All financial adviser updates can be made online

AFS licensees and authorised representatives can notify ASIC of all changes online through ASIC Connect. This includes:

  • updating a financial adviser's authorisations
  • updating a financial adviser's qualifications, training, and professional memberships
  • changing a financial adviser's name (due to marriage, name change, etc)
  • adding a financial adviser's Australian Business Number (ABN)
  • ceasing a financial adviser's appointment

A $29 fee will be charged for every representative being updated or ceased. For example, a financial adviser updating their authorisations and qualifications will be charged $29.

If you do not notify us of any changes within 30 business days of the effective date, late fees will apply.

Learn more about Fee arrangements for financial advisers. 

Requesting a correction

AFS licensees and authorised representatives can request a correction to the register if a financial adviser's information is incorrect. Corrections are limited to date/place of birth or typographical errors. You cannot use this transaction to update details like your address or your name; you will need to update this information through ASIC Connect.

Learn more about Requesting correction of a representative's details.

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Last updated: 26/08/2016 02:05