ASIC's Regtech Showcase

18 September 2017
9.15am - 5.15pm
KPMG Sydney
Tower 3 - International Towers Sydney
Level 38
300 Barangaroo Avenue | Barangaroo

For guests arriving between 9:15am - 10:00am please use the lift closest to Toby’s Estate to get directly to level 26, where the event is being held.

For guests arriving at any other time, please go to the level 38 reception area and you will be escorted to level 26.

Regulatory technology helps organisations build a culture of compliance, identify learning opportunities and save time and money relating to regulatory matters, whilst improving compliance and outcomes for consumers. It also has the potential to support regulators in the way they undertake regulatory work and engage with industry.

With regtech at the top of the minds of both regulators and the private sector, ASIC is hosting a showcase event to stimulate engagement and explore the opportunities and barriers to regtech deployment.

ASIC’s Regtech Showcase will see two key regtech topics examined in depth through panel discussions, commentary from a range of experts and floor discussion. Regtech developers and technologists will also have the opportunity to share solutions they are already working on in two industry showcase sessions.

Session one: The future of regulatory reporting

  • The use of new technologies to provide for more efficient and effective provision and/or access to regulatory information.

Session two: Understanding and meeting regulatory obligations

  • How software and algorithms can help firms understand and meet their regulatory obligations more efficiently and effectively.

Agenda

9:15am

Arrive

9:30am – 9:50am

Opening Remarks

Adrian Fisk - Head of Financial Services. Risk Strategy and Transformation practice lead, KPMG

Greg Medcraft – Chairman, ASIC

Event host:

  • Mark Adams - Senior Executive Leader, ASIC

9:50am – 12:45pm

Session One

 

9:50am – 10:30am

Panel One – The future of regulatory reporting

Moderator:

  • Peter Ryan – Senior Business Correspondent, ABC

Panelists:

  • Rebecca Lim – Chief Compliance Officer and Group General Counsel, Westpac Banking Corporation
  • Kristin Stubbins – Partner, PwC
  • Katrina Ellis – General Manager, Data Analytics, APRA
  • John Price – Commissioner, ASIC

10:30am – 11:00am

Floor Discussion

We invite observations and questions from the floor regarding Panel One.

11:00am – 11:15am

Morning Tea

11:15am – 12:00pm

Regtech Showcase – Series One

Presenters:

  • Fraser Jack – Co-Founder and Director, Advice RegTech
  • Dr Stephen Hardy – N1 Analytics (Data61’s product)
  • James Spooner – Associate Partner, IBM Global Business Services
  • Harold Lucero  – Group Executive Chairman, Lucsan
  • Ruth Hatherley – Founder and CEO, Reg Chain

12:00pm – 12:30pm

Showcase Q&A

We invite observations and questions from the floor regarding the regtech solutions demonstrated.

(This may be done in two sessions)

12:30pm – 12:45pm

Session Commentary

Commentators:

  • Steven Bardy – Managing Director, Australasia, Promontory Financial Group
  • Ian Shiels – Partner-in-Charge, Financial Risk Management, KPMG

12:45pm – 1:30pm

Lunch

1:30pm – 4:30pm

Session Two

1:30pm – 2:15pm

Panel Two – Understanding and meeting regulatory obligations

Moderator:

  • Matt Symons - Co-Founder, Red Marker

Panelists:

  • Michelle Bain –Executive General Manager, Suncorp
  • Steve Carlisle – Partner, Deloitte Digital
  • Alison Telfer – Managing Director, General Counsel and Head of Compliance, Blackrock
  • Cathie Armour – Commissioner, ASIC

2:15pm – 2:45pm

Floor Discussion

We invite observations and questions from the floor regarding Panel Two.

2:45pm – 3:00pm

Afternoon Tea

3:00pm – 3:45pm

Regtech Showcase – Series Two

Presenters:

  • Evan Wong – Co-Founder & CEO, Checkbox 
  • Professor Guido Governatori – Legal Informatics Team Leader, Data61, CSIRO 
  • Matt Symons – Co-Founder, Red Marker 
  • Adolfo Pando-Molina – CEO, RegBot 
  • Lisa Schutz – CEO, Verifier

3:45pm –
4:15pm

Showcase Q&A

We invite observations and questions from the floor regarding the regtech solutions demonstrated.

(This may be done in two sessions)

4:15pm –
4:30pm

Session Commentary

Commentators:

  • Ross Buckley - King & Wood Mallesons Professor of International Finance Law, UNSW
  • Jacob Hook – Partner, Oliver Wyman

4:30pm – 5:15pm

Close

4:30pm – 4:45pm

Closing Remarks

John Price – Commissioner, ASIC

4:45pm – 5:15pm

Networking

Light meals and refreshments will be provided.

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Last updated: 18/09/2017 08:50