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501 results found
24 September 2020 - ARTICLE
ASIC issues no-action position in relation to ongoing fee arrangement obligations for Victorian financial advice businesses

ASIC acknowledges that due to COVID-19 restrictions, some financial advice businesses in Victoria may find it difficult to comply with the fee ...

9 September 2020 - ARTICLE
ASIC updates the fees and costs disclosure regime

Wednesday 9 September 2020 Providing greater clarity on obligations of superannuation and managed investment product issuers In November 2019, ASIC ...

27 August 2020 - ARTICLE
Handling complaints and paid representatives: ASIC provides financial firms with guidance

ASIC recently published Regulatory Guide 271 Internal Dispute Resolution (RG 271). The guide updates requirements for financial firms in dealing with ...

20 August 2020 - SPEECH
ASIC Regtech Responsible Lending Demonstration Webinar

Opening address by Sean Hughes, ASIC Commissioner, at the ASIC Regtech Responsible Lending Demonstration Webinar, 20 August 2020. Hello everyone, ...

11 August 2020 - SPEECH
Regulation, trust and social licence

Opening remarks by ASIC Chair, James Shipton, to the Australia and New Zealand School of Government (ANZSOG) National Regulators Community of ...

11 August 2020 - ARTICLE
Managed fund asset valuations must be reliable during COVID-19

ASIC is aware that valuations of illiquid assets have been challenging as a result of increased economic and financial uncertainties due to the ...

6 August 2020 - ARTICLE
Litigation funders to be regulated under the Corporations Act

On 22 May 2020, the Government announced that it would regulate litigation funders under the Corporations Act. The regulations to implement ...

5 August 2020 - NEWS ITEM
ASIC’s role in ensuring confidence is maintained in the financial system

This statement was tabled at the House of Representatives Standing Committee on Economics, Parliament House on 5 August 2020. Australia faces ...

29 July 2020 - SPEECH
Parliamentary Joint Committee on Corporations and Financial Services Inquiry into litigation funding and the regulation of the class action industry

Opening statement by ASIC Deputy Chair, Daniel Crennan QC at the Parliamentary Joint Committee on Corporations and Financial Services Inquiry into ...

29 July 2020 - NEWS ITEM
That celebrity-endorsed bitcoin ad is probably a scam

Kochie, Celeste Barber and Waleed Aly among many celebrities whose endorsements are being used fraudulently. Bitcoin scammers are fraudulently ...

Last updated: 03/04/2020 08:40