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16 February 2021 - SPEECH
Conversation with ASIC: AFIA Risk Summit

A speech by ASIC Commissioner, Sean Hughes, to the Australian Finance Industry Association (AFIA) Risk Summit, Tuesday 16 February 2021. Check ...

4 February 2021 - ARTICLE
Reforms of the core regulatory framework for superannuation

Thursday 4 February 2021 Changes to financial service licensing for superannuation trustees, and ASIC’s expanded role and powers Government reforms ...

1 February 2021 - ARTICLE
Managing climate risk for directors

By Commissioner Cathie Armour ASIC Commissioner Cathie Armour says disclosing and managing climate-related risk is a key director responsibility. ...

25 January 2021 - NEWS ITEM
Accellion cyber incident

On 15 January 2021, the Australian Securities and Investments Commission (ASIC) became aware of a cyber security incident related to a server used by ...

14 January 2021 - NEWS ITEM
Application for relief – Insurance Council of Australia

As a result of regulatory relief given to Australia Post by the Government, ASIC has issued a no-action position in relation to breaches of the ...

29 December 2020 - NEWS ITEM
Insolvency laws for small business are changing

29 December 2020 New insolvency reforms apply to incorporated small businesses with liabilities of less than $1 million. Reforms include new ...

22 December 2020 - NEWS ITEM
2020 update on APRA-ASIC engagement

22 December 2020 The Australian Prudential Regulation Authority (APRA) and the Australian Securities and Investments Commission (ASIC) have today ...

17 December 2020 - LETTER
ASIC letter to insurers about natural disasters

17 December 2020 ASIC has written to insurers about insurance claims and natural disaster events. The letter outlines: ASIC’s work in ...

15 December 2020 - NEWS ITEM
ASIC cracks down on unlicensed advice

ASIC continues to crack down on unlicensed operators following reports about individuals and corporations providing financial product advice without ...

15 December 2020 - NEWS ITEM
ASIC and APRA letter to superannuation trustees on Member Outcomes obligations and Product design and distribution obligations

ASIC and APRA have issued a joint letter to RSE licensees in relation to the Member Outcomes (MO) obligations and the Product design and distribution ...

Last updated: 03/04/2020 08:40