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7856 media releases found
3 July 2020 MEDIA RELEASE
20-156MR Credit Suisse pays $75,000 infringement notice

Credit Suisse Equities (Australia) Limited (Credit Suisse) has paid a penalty of $75,000 to comply with an infringement notice given by the ...

1 July 2020 MEDIA RELEASE
20-155MR Societe Generale Securities Australia Pty Ltd pleads guilty to client money offences

On 30 June 2020, Societe Generale Securities Australia Pty Ltd (SGSAPL) pleaded guilty at the Downing Centre Local Court in Sydney to client money ...

1 July 2020 MEDIA RELEASE
20-154MR Darwin accountant receives jail sentence for failing to attend ASIC examination

Mr William Desmond Fong, of Darwin, Northern Territory, has been convicted and sentenced to six weeks imprisonment after pleading guilty to failing ...

30 June 2020 MEDIA RELEASE
20-153MR ASIC cancels AFS licence of MyPlanner Professional Services

ASIC has cancelled the Australian Financial Services (AFS) licence of Queensland-based financial services provider MyPlanner Professional Services ...

30 June 2020 MEDIA RELEASE
20-152MR Former director banned for engaging in illegal phoenix activity

Mr Sean Joseph O’Reilly of Hemmant, QLD has been banned from managing companies for four years due to his involvement in three failed companies. Mr ...

29 June 2020 MEDIA RELEASE
20-151MR ASIC bans former Forex Capital Trading Pty Ltd employee from providing financial services

ASIC has banned Mr Steven Marsh, a former employee of Forex Capital Trading Pty Ltd (Forex CT), from providing financial services for a period of ...

26 June 2020 MEDIA RELEASE
20-150MR ASIC permanently bans Melbourne former responsible manager from providing financial services

ASIC has permanently banned former responsible manager Anthony ‘Tony’ David Wynd of Melbourne from providing financial services. Mr Wynd was the sole ...

26 June 2020 MEDIA RELEASE
20-149MR ASIC’s responsible lending appeal dismissed by the Full Federal Court

On 10 September 2019, ASIC filed an appeal with the Federal Court of Australia against the decision of the Honourable Justice Perram regarding ASIC’s ...

25 June 2020 MEDIA RELEASE
20-148MR ASIC approves temporary COVID-19 changes to the Banking Code

ASIC has approved a variation of the Banking Code of Practice (Code). The variation, as proposed by the Australian Banking Association (ABA), ...

24 June 2020 MEDIA RELEASE
20-147MR Rise in investment scams during COVID-19 pandemic

ASIC has seen a rise in the number of investment scam reports from Australian consumers and investors during the COVID-19 (coronavirus) pandemic. ...

Last updated: 23/03/2016 03:08