Freedom of information: ASIC disclosure log table

About this disclosure log and accessing listed documents

Disclosure log numberDate information listed in disclosure logSummary of FOI request received Description of information released (and whether released in full or part)Other information
1 6 July 2011 Request seeking letter of appointment of Greg Medcraft as Chairman of ASIC Letter of appointment dated 12 May 2011 To access the document please email foirequest@asic.gov.au
2 13 October 2011 Request seeking ASIC's procedures re s15(3) of the Public Service Act Document providing overview of the Australian Public Service Code of Conduct provisions To access the document please email foirequest@asic.gov.au
3 21 November 2011 Request seeking policy documents pertaining to record management of hard copy files ASIC and National Archives guidelines addressing destruction of files To access the document please email foirequest@asic.gov.au
4 14 March 2012 Request for policy documentation pertaining to s123 and s124 of the ASIC Act Guidance documentation To access the document please email foirequest@asic.gov.au
5 14 March 2012 Request for documentation pertaining to referral of matters between ASIC and APRA Edited extract from Joint Protocol for Co-operation between APRA and ASIC To access the document please email foirequest@asic.gov.au
6 14 March 2012 Request for documentation confirming appointment of Mr Gregory Medcraft as a Commissioner of ASIC Appointment notification To access the document please email foirequest@asic.gov.au
7 19 March 2012 Request for list of companies with their registered office at a specified address List of companies as requested To access the document please email foirequest@asic.gov.au
8 5 April 2012 Request for documentation pertaining to the use of web browsers and social media channels by Australian Government agencies Information pertaining to use of web browsers and social media channels by ASIC To access the document please email foirequest@asic.gov.au
9 10 April 2012 Request for information pertaining to unclaimed money List pertaining to unclaimed money amounts To access the document please email foirequest@asic.gov.au
10 10 April 2012 Request for information pertaining to unclaimed money List pertaining to unclaimed money amounts To access the document please email foirequest@asic.gov.au
11 11 April 2012 Request for information pertaining to unclaimed money List pertaining to unclaimed money amounts To access the document please email foirequest@asic.gov.au
12 11 April 2012 Request for contact details re specified companies. Contact information as sought To access the document please email foirequest@asic.gov.au
13 7 August 2012 Request for copies of submissions received in response to ASIC Consultation Paper 91 Non Traditional Rights Issues (CP91) Copies of submissions received To access the document please email foirequest@asic.gov.au
14 7 August 2012 Request for information pertaining to unclaimed money List pertaining to unclaimed money amounts To access the document please email foirequest@asic.gov.au
15 24 August 2012 Request for information pertaining to unclaimed money List pertaining to unclaimed money amounts To access the document please email foirequest@asic.gov.au
16 4 September 2012 Request for documentation lodged with ASIC for financial services licence application Application documents To access the document please email foirequest@asic.gov.au
17 25 October 2012 Request for documentation including copies of specific product disclosure statements Copies of three product disclosure statements pertaining to investment products To access the document please email foirequest@asic.gov.au
18 25 October 2012 Request for copy of ASIC report entitled Consumer Credit Legal Services in Australia Copy of report and attachments To access the document please email foirequest@asic.gov.au
19 5 November 2012 Request for copy of specified speeches given by ASIC Chairman Greg Medcraft Copies of speeches requested. To access the document please email foirequest@asic.gov.au
20 15 April 2013 Request for document outlining obligations of company regarding registers and books Copy of template advice for companies. To access the document please email foirequest@asic.gov.au
21 29 April 2013 Request for administrative documentation pertaining to 27 February 2013 ASIC attendance with Federal Member Stephen Jones and others re Trio Capitol collapse. Copies of documentation addressing ASIC attendance at the 27 February 2013 meeting To access the document please email foirequest@asic.gov.au
22 20 May 2013 Request seeking documentation pertaining to the commencement of investigation into Trio Capitol Limited (In Liquidation). Documents referencing commencement of investigation. To access the document please email foirequest@asic.gov.au
23 20 May 2013 Request seeking information regarding amounts ASIC has received and predicted future receipt amounts - from inactive bank and life insurance accounts that have been inactive for 3 years. Documents containing information pertaining to amounts received by ASIC and predicted future receipt amounts from inactive bank and life insurance accounts. To access the document please email foirequest@asic.gov.au
24 4 June 2013 Request for documents verifying Trio Capitol Limited fund's asset position. Documentation addressing determination of Trio Capitol Limited fund's asset position. To access the document please email foirequest@asic.gov.au
25 4 June 2013 Request for document provided in response to 2 Parliamentary Questions on Notice asked by Mr Paul Fletcher MP to the Assistant Treasurer on 10 May 2011. ASIC Response to Question on Notice No 355. Notice given 10 May 2011. To access the document please email foirequest@asic.gov.au
26 27 June 2013 Request seeking documentation pertaining to an accounting relief application made to ASIC in respect to Kangara Limited Communications between ASIC and applicant pertaining to the aforementioned relief application To access the document please email foirequest@asic.gov.au
27 1 July 2013 Request seeking copies of correspondence between ASIC and internet service providers pertaining to the blocking, pursuant to s313 of the Telecommunications Act 1997 of internet websites between Sept 2012 and May 2013. Copies of s313 internet site blocking requests and communications between ASIC and internet service providers during relevant period. To access the document please email foirequest@asic.gov.au
28 1 July 2013 This request sought copies of requests made by ASIC pursuant to s313 of the Telecommunications Act 1997 (seeking the blocking of IP address sites) to internet providers during 2011, 2012 and 2013. Copies of s313 internet site blocking requests issued by ASIC during 2011, 2012 and 2013. To access the document please email foirequest@asic.gov.au
29 1 July 2013 Request seeking copies of correspondence pertaining to requests made by ASIC pursuant to s313 of the Telecommunications Act 1997 seeking the blocking of internet websites including Global Capital Wealth. Copies of s313 internet site blocking requests issued by ASIC. To access the document please email foirequest@asic.gov.au
30 1 July 2013 Request seeking documents relating to requests made by ASIC to internet service providers, pursuant to s313 of the Telecommunications Act seeking the blocking of internet websites, including IP address 198. 136.54.104 between Sept 2012 and May 2013. Copies of s313 internet site blocking requests and communications between ASIC and internet service providers during relevant period. To access the document please email foirequest@asic.gov.au
31 10 July 2013 Request seeking documentation recording ASIC's final review findings in respect to the ASIC Connect business names service, post its implementation and launch in May 2012. ASIC End Project Report-National Business Names. Dated 31/01/2013 To access the document please email foirequest@asic.gov.au
32 12 July 2013 Request seeking documentation pertaining to use by ASIC of s313 of the Telecommunications Act 1997, including internal policy guidance and communications/meetings with other agencies re the use of s313. Copies of s313 Notices, internal guidance material and documentation pertaining to communications and meetings with other agencies re the use of s313 To access the document please email foirequest@asic.gov.au
33 2 August 2013 Directions made by the Australian Securities and Investments Commission under s672A of the Corporations Act 2001 between the period 1 July 2012 to 31 December 2012. Directions made by the Australian Securities and Investments Commission under s672A of the Corporations Act 2001 between the period 1 July 2012 to 31 December 2012 Information edited because of an exception in s11C of the Freedom of Information Act 1982
To access the document please email foirequest@asic.gov.au
34 8 August 2013 Documents about Trio Capital held by ASIC's Deputy Chair, Peter Kell. Documents about Trio Capital held by ASIC's Deputy Chair, Peter Kell To access the document please email foirequest@asic.gov.au
35 20 January 2014 (i) A letter from News Limited;
(ii) A letter from Revenue SA
A letter from News Limited dated 15 October 2013;
A letter from Revenue SA dated 4 February 2013
(Released in part)
To access the documents please email foirequest@asic.gov.au
36 30 January 2014 Copy of consolidated deed of variation dated 6 May 1958 of the Provident Fund Copy of consolidated deed of variation dated 6 May 1958 of the Provident Fund
(Released in full)
To access the documents please email foirequest@asic.gov.au
37 12 March 2014 Request for documentation pertaining to bonus payments to ASIC Senior Executive Staff Template Employment Agreement and copy of agency Performance Management Agreement To access the documents please email foirequest@asic.gov.au
38 12 May 2014 Request for copies of ASIC's Secondments Policies Copies of 2 ASIC policy documents addressing secondments To access the documents please email foirequest@asic.gov.au
39 15 May 2014 Request for copies of communications between ASIC and Treasury/Treasurer regarding 'Letter of Expectation' addressing agency operations. Letter dated 20 February 2007 from Treasurer to ASIC, Letter of 27 June from ASIC Chairman to Treasurer. To access the documents please email foirequest@asic.gov.au
40 21 May 2014 Request for copies of communications between ASIC and the Financial Ombudsman Service (FOS), addressing the appointment of CameronRalph Navigator to conduct an independent review of FOS Four letters, being communications between ASIC and FOS addressing the appointment of CameronRalph Navigator to conduct the aforementioned review. To access the documents please email foirequest@asic.gov.au
41 4 September 2014 Request for figures in relation to the number of unclaimed monies claims paid in 2013-2014 in respect of the following categories
  • Money recovery agency
  • ASIC reuniting and;
  • Other
Table listing number of claims and amounts reunited with owners in relation to company unclaimed money in 2013-2014 - Released in full To access the documents please email foirequest@asic.gov.au
42 4 September 2014 Documents concerning section 23 of the Superannuation Industry (Supervision) Act 1993 in the period leading up to September 2009. One page of an ASIC publication Super Decisions (dated October 2007) and 5 screen shots of ASIC's Fido website. Released in full. To access the documents please email foirequest@asic.gov.au
43 4 September 2014 Documents relating to American Express credit card interest rate policy for defaulting cardholders Copy of various American Express credit card interest rate policy documents .
Released in full.
To access the documents please email foirequest@asic.gov.au
44 7 October 2014 All directions under s672A of the Corporations Act 2001 sent by ASIC or Consolidated Minerals Limited to certain entitles (the directions) and correspondence relating to the directions. The directions dated 31 October 2007 - Released with redactions. To access the documents please email foirequest@asic.gov.au
45 11 November 2014 Document containing details of ASIC's investigations expenditure in relation to Trio Capital for the period October 2013 to September 2104 A table containing details of the information sought in the request. Released in full. To access the documents please email foirequest@asic.gov.au
46 11 November 2014 Correspondence from ASIC referring a matter to the NSW Police Service ASIC referral letter to the NSW Police Service under s 127(4) of the ASIC Act. To access the documents please email foirequest@asic.gov.au
47 16 January 2015 Audit reports submitted to ASIC for a financial services licensee for FY 2010/2011 and 2011/2012 Audit report lodged with ASIC by a financial services licensee dated 30 September 2011 To access the documents please email foirequest@asic.gov.au
48 16 January 2015 Documents held by ASIC concerning a US broker Printout of Broker Check Report from US Financial Services Industry Regulatory Authority website To access the documents please email foirequest@asic.gov.au
49 16 January 2015 Documents concerning PPB Advisory's costs of investigation into Trio Capital and report of achievements during phases 1 & 2 of investigation Printout of ASIC Assetless Administration Fund grant reporting document from ASIC's website To access the documents please email foirequest@asic.gov.au
50 19 February 2015 FOI requests received by ASIC (in the FY 12/13 and 13/14) and subsequent ASIC decisions on those requests where ASIC's decisions relied upon the exemption in s47C of the FOI Act FOI requests received by ASIC in the defined period and subsequent ASIC decisions on those requests where ASIC's decisions relied upon the exemption in s47C of the FOI Act. Released in part To access the documents please email foirequest@asic.gov.au
51 19 February 2015 Documents concerning Macquarie Equities Limited (MEL) financial advice remediation as announced by ASIC in 14-201MR Final client letter sent by MEL to clients and Macquarie Private Wealth review process referred to in the final client letter. Released in full. To access the documents please email foirequest@asic.gov.au
52 19 February 2015 Documents concerning the PI Insurance available on behalf of the investors of Trio Capital Wright GlobaI Investments Pty Ltd , Certificate of Professional Indemnity Insurance. Released in full To access the documents please email foirequest@asic.gov.au
53 25 February 2015 Documents concerning ASIC's IT resources and STAR Programme business case Documents listing ASIC's IT resources, Copy of STAR Programme business case.
Released in full
To access the documents please email foirequest@asic.gov.au
54 25 February 2015 Documents concerning IT jobs in ASIC Documents listing number of positions filled and applications received for each IT role between 2010 and 2014. Released in full To access the documents please email foirequest@asic.gov.au
55 25 February 2015 ASIC's / liquidator's report / assessment of certain documents concerning Trio Capital PPB Advisory's further Explanatory Memorandum to Unitholders dated 4 August 2010. Released in full To access the documents please email foirequest@asic.gov.au
56 25 February 2015 Copies of correspondence between ASIC and another party in relation to Trio Capital

ASIC Form 388 - Financial Statements and reports re: Alpha Strategic Fund.

Email between ASIC and a third party.
Released in part

To access the document please email foirequest@asic.gov.au
57 11 May 2015

Documents concerning the positions and delegations held by certain ASIC staff during specified periods and codes and policies concerning staff conduct

 

 

Codes and policies concerning staff conduct applicable to ASIC staff during certain specified periods.

Released in full

To access the document please email foirequest@asic.gov.au
58 11 May 2015

Documents concerning PM Global Opportunities Fund Limited prospectus lodged on 4 November 2013

 

 

 

Letter to PM Capital Global Opportunities Fund Ltd from ASIC concerning Notice to Extend Exposure period for prospectus

 

 

To access the document please email foirequest@asic.gov.au
59 17 September 2015

Document containing details of ASIC's investigations expenditure in relation to Trio Capital for the period September 2009 to 22 July 2015

A table containing details of the information sought in the request. Released in full

To access the document please email foirequest@asic.gov.au
60 29 September 2015

Documents concerning any ASIC investigation into movements in the Australian dollar immediately before the 3 February 2015 RBA interest rate decision

Internal ASIC emails and memo concerning ASIC's enquiries into foreign currency movements during the relevant period. Released in part.

To access the document please email foirequest@asic.gov.au
61 30 September 2015

Documents concerning the sale by ASIC of causes of action of deregistered companies vested in ASIC

Documents concerning applications received by ASIC concerning the property of deregistered companies and documents relating to ASIC's policies and procedures concerning the sale by ASIC of the property of deregistered companies

To access the document please email foirequest@asic.gov.au
62 26 October 2015

Documents concerning a prospectus lodged with ASIC by Mazu Alliance Limited

Internal ASIC emails. Released in part

To access the document please email foirequest@asic.gov.au
63 2 November 2015

A copy of a purported deed dated 26 August 1986 for a superannuation fund where the sponsoring employer was Elders IXL Limited and a copy of the attached purported Rules.

Copy of a deed dated 26 August 1986 between Elders IXL Limited and Elders Superannuation Ltd attaching Elders IXL Superannuation Fund Rules. Released in full.

To access the document please email foirequest@asic.gov.au
64 9 November 2015

Documents received by ASIC between 1 January 2014 and 18 May 2015 concerning BBY Pty Ltd

 

Documents received by ASIC between 1 January 2014 and 18 May 2015 concerning BBY Pty Ltd.

Released in part

 

To access the document please email foirequest@asic.gov.au
65 1 December 2015

Correspondence between ASIC and Standard Builders Pty Ltd and any other party about the company from 16 January 2011 to 16 October 2015

A letter from ASIC to Standard Builders Pty Ltd dated 16 January 2011.

Released in full

To access the document please email foirequest@asic.gov.au
66 21 December 2015

Australian financial services licence application of Tolhurst Capital Limited

 

 

ASIC Form FS01 - Australian financial services licence application for Tolhurst Capital Limited.

Released in part

 

To access the document please email foirequest@asic.gov.au
67 21 December 2015

Request for documents concerning an application made to ASIC under the CDDA scheme

 

Draft ASIC guide for assessing claims for compensation under the CDDA scheme.

Released in full

 

To access the document please email foirequest@asic.gov.au
68 22 December 2015

Copy of ASIC memo concerning Trio Capital Ltd and Shawn Richard

 

Copy of ASIC memo dated 29 November 2010 concerning Trio Capital Ltd and the Enforceable Undertaking from Shawn Richard.

Released in part

To access the document please email foirequest@asic.gov.au
69 2 February 2016

Documents concerning ASIC's arrangements for the handling of FOI requests during the 2015 Christmas period

Internal ASIC email dated 18 December 2015.

Released in full

To access the document please email foirequest@asic.gov.au
70 19 February 2016

Documents containing guidance material governing the handling of FOI applications. Joint protocols for co-operation/ MOUs between ASIC and listed government agencies.

3 guides concerning the processing of FOI requests. Liaison arrangements between ASIC and the Commonwealth Ombudsman dated 1997 Released in full To access the document please email foirequest@asic.gov.au
71 12 April 2016

Documents concerning ASIC's investigation into ABC Learning Centres Ltd

 

ASIC investigation progress reports for certain dates (released in part)

Document containing details of ASIC's investigation expenditure (released in full)

To access the document please email foirequest@asic.gov.au
72 25 May 2016

Copy of correspondence referred to by ASIC's Deputy Chairman before the Senate Economics References Committee on 28 April 2016

 

Template of letter sent to insurers as part of ASIC's review of the life insurance industry. Released in full To access the document please email foirequest@asic.gov.au
73 27 May 2016 Documents concerning Trio and Shawn Richard Article titled "Bankruptcy trustee hunts Richard's money" and table titled Deposits to AAM from GCSL & Shawn Richard. Released in full To access the document please email foirequest@asic.gov.au
74 2 June 2016 Documents lodged with ASIC about a financial adviser Appoint a financial representative form & Maintain a financial representative form (released in part) To access the document please email foirequest@asic.gov.au
75 2 June 2016 Documents concerning ASIC's investigation into the Bryan Byrt Group ASIC investigation progress reports for certain dates (released in part) To access the document please email foirequest@asic.gov.au
76 11 August 2016 ASIC emails and file notes concerning a credit licensee ASIC emails and other documents concerning ASIC's consumer lease project (released in part) To access the document please email foirequest@asic.gov.au
77 11 August 2016 A copy of a letter sent by ASIC to 30,000 companies seeking to obtain information on whistleblowing A template of a letter sent by ASIC to various companies regarding whisteblowing (released in full) To access the document please email foirequest@asic.gov.au
78 11 August 2016 Documents evidencing communications between certain named ASIC officers and other parties in which reference is made to Select Vantage, True North Vantage, Merlito Securities Company Ltd 2 documents evidencing communications between ASIC and others (released in part) To access the document please email foirequest@asic.gov.au
79 16 August 2016 Documents concerning matters outlined in ASIC media release MR 16-050 Internal ASIC emails concerning matters outlined in ASIC media release MR 16-050 (released in part) To access the document please email foirequest@asic.gov.au
80 19 August 2016 Documents concerning Jervois Mining Ltd ASIC email and newspaper article (released in part) To access the document please email foirequest@asic.gov.au
81 31 August 2016 Documents concerning a prospectus lodged with ASIC by Celsius Coal Limited ASIC emails, records of telephone discussions and other documents concerning the prospectus (released in part) To access the document please email foirequest@asic.gov.au
82 28 October 2016 Documents concerning CME Capital Australia & IMCG Pty Ltd Chart containing the Theoretical value of combined portfolios of IMCG Pty Ltd from 2015 onwards (released in full) To access the document please email foirequest@asic.gov.au
83 22 November 2016 The 12 non-confidential submissions referred to in ASIC Report 216 - Response to submissions on CP135 Mortgage Exit Fees: Unconscionable fees and unfair contract terms 12 non-confidential submissions. Released in full To access the document please email foirequest@asic.gov.au
84 22 November 2016 Documents evidencing communications between certain named ASIC officers and other parties  in which reference is made to Select Vantage, True North Vantage, Merlito Securities Company Ltd 4 documents evidencing communications between ASIC and others. Released in part To access the document please email foirequest@asic.gov.au
85 23 December 2016 Annexures to the letter dated 19th December 2014 from the ASX to  ASIC concerning BBY Limited.  6 annexures to a letter dated 19th December 2014 from the ASX to  ASIC concerning BBY Limited. To access the document please email foirequest@asic.gov.au
86 20 January 2017 ASIC's covering letter/email to its response to questions on notice to the Senate enquiry into the performance of ASIC   Covering email containing ASIC response to questions on notice. Released in full To access the document please email foirequest@asic.gov.au
87 20 January 2017 Letter ASIC sent to the major Australian banks concerning  cross-selling practices Template of a letter ASIC sent to various banks.  To access the document please email foirequest@asic.gov.au
88 23 January 2017 Documents evidencing communications between ASIC and any market participant in which reference is made to Select Vantage, True North Vantage, Merlito Securities Company Ltd 5 documents evidencing communications between ASIC and others.  
Released in full
To access the document please email foirequest@asic.gov.au
89 24 January 2017 Statements of concerns issued by ASIC to various named issuers of prospectuses for equities 4 Statements of concerns issued by ASIC. Released in full. To access the document please email foirequest@asic.gov.au
90 25 January 2017 Documents concerning ASIC's Public Notices Website and Lodgement Project 4 voluntary undertakings with various liquidators (documents anonymised). Partial release

2 ASIC documents containing data concerning the project (documents anonymised). Partial release
To access the document please email foirequest@asic.gov.au

91

20 April 2017

Documents relating to the development of the following ASIC media releases: 

Macquarie: 13-010MR, 14-201MR, 15-022MR 

AMP: 06-251 

NAB: 14-093MR 

Westpac: 14-236MR, 14-264MR 

Commonwealth Bank: 11-42AD, 11-229MR, 14-104MR, 14-192MR, 14-302MR

Internal correspondence and correspondence between ASIC and third parties relating to the development of the media releases 

Released in part on 12.4.17 

Additional document released in full on 17.5.17 

Additional documents released in part on 5.6.17

To access the document please email foirequest@asic.gov.au

92

8 May 2017

Documents containing summaries of the data ASIC collected on mistaken internet payments from subscribers to the ePayments code.

2 documents containing data regarding mistaken internet payments

Released in part

To access the document please email foirequest@asic.gov.au

93

13 July 2017

Documents relating to the development of the following ASIC media releases and reports: 

  • 17-076MR - ASIC releases findings of CommInsure investigation 
  • Report on ASIC's Investigation into the Colonial Mutual Life Assurance Society Limited 
  • 16-347MR - ASIC issues industry review of life insurance claims 
  • REP 498 Life Insurance Claims: An industry review.

Internal correspondence and correspondence between ASIC and third parties relating to the development of the media releases and reports

Released in part

To access the document please email foirequest@asic.gov.au

94

7 August 2017

Documents concerning the winding up of Growth Plus Financial Group Pty Ltd.

Form 519 lodged with ASIC  in relation to the winding up of Growth Plus Financial Group Pty Ltd.  Documents between ASIC and Bendigo & Adelaide banks about ASIC's company alerts service.   

Partial release

To access the document please email foirequest@asic.gov.au

95

22 August 2017

Notices issued by ASIC in relation to ASIC's proactive risk- based surveillance program to the parties referred to in ASIC Report 528 (report item 56 and item 12)

 

5 Notices issued to parties under s912C & 912E of the Corporations Act 2001 in relation to ASIC's proactive risk- based surveillance program referred to in ASIC Report 528 

Released in part

To access the document please email foirequest@asic.gov.au

96

29 August 2017

Correspondence in 2017 between ASIC and third parties concerning add-on insurance products sold by car dealers

Letter (including Annexure)from ASIC to a third party relating to add on insurance sold through car dealerships

Released in full

To access the document please email foirequest@asic.gov.au

97

1 September 2017

Documents containing data sets provided to external organisations responsible for conducting ballots for all Enterprise Agreements proposed to take effect after 30 June 2014

Table describing the data sets ASIC provided to the ballot agent conducting the Enterprise Agreement ballots during the requisite period

Released in full

To access the document please email foirequest@asic.gov.au

98

1 September 2017

Documents concerning the reasons for deregistration of Supermarket Group Pty Ltd

Letters from ASIC to Supermarket Group Pty Ltd, Notice from ASIC's company database

Released in part

To access the document please email foirequest@asic.gov.au

99

1 September 2017

The FS01 (AFSL application) and FS70 & FS71 forms lodged in relation to CPA Australia Advice Pty Ltd

The FS70 & FS71 lodged in relation to CPA Australia Advice Pty Ltd

Released in full

To access the document please email foirequest@asic.gov.au

100

20 September 2017

Documents concerning telecommunications data as defined in the Telecommunications (Interception and Access) Act 1979

Documents concerning ASIC's procedures & policies for accessing telecommunications data

Released in part

To access the document please email foirequest@asic.gov.au

101

16 October 2017

Documents concerning ASIC media release "05-360 ASIC works with superannuation funds to improve exit disclosure" relating to Qantas Superannuation, and investigations, directions or complaints relating to Qantas' handbooks or PDSs

Correspondence between ASIC and Qantas Superannuation, and internal documents relating to compliance with disclosure obligations.

Released in part.

To access the document please email foirequest@asic.gov.au

102

17 October 2017

Correspondence and any related documents between ASIC and PPB Advisory/KPMG on 7, 11 and 13 August 2015

Correspondence and related documents between ASIC and PPB Advisory/KPMG relating to BBY Ltd 

Released in part

To access the document please email foirequest@asic.gov.au

103

9 November 2017

Summary notes and agenda of meeting between ASIC and the CEOs of the big 4 accounting firms - KPMG, Deloitte, PwC and EY held in August

Agenda of meeting held between ASIC and the CEOs of the big 4 accounting firms - KPMG, Deloitte, PwC and EY held on 14 August 2017

Released in full

To access the document please email foirequest@asic.gov.au

Last updated: 09/11/2017 10:49