Freedom of information: ASIC disclosure log table (Jan 2018-current)

About this disclosure log and accessing listed documents

Disclosure log numberDate information listed in disclosure logSummary of FOI request received Description of information released (and whether released in full or part)Other information
117 18 June 2018 The document provided to register the Business Name Civic Financial Planning on or about 30 September 2015 Application to register the Business Name Civic Financial Planning

Released in part

To access the document please email foirequest@asic.gov.au
116 18 June 2018 Infringement notices issued (and documents requesting information) in respect of breaches of continuous disclosure obligations under s 674 (2) of the Corporations Act 2001 by various named companies Infringement notices issued to Sirtex Medical Ltd and Belamy's Australia Ltd

Released in full

To access the document please email foirequest@asic.gov.au
115 12 June 2018 ASIC’s operational costs associated with
investigating and pursuing civil proceedings against the Australian Wheat Board over allegations that appear in, and that are linked to, the Cole Inquiry
A document summarising ASIC's costs associated with investigating and pursuing civil penalty litigation against officers of AWB from 2007- 2018 Released in full To access the document please email foirequest@asic.gov.au
114 7 May 2018 Request seeking access to the following ASIC files:

014 - Credit and Investments Ombo corro (F20170000589353)

021 - ACCC Corro (F20170000007843)

019 - ABA Correspondence (F20170000001565)
Correspondence between ASIC and the Australian Banking Association, the Australian Competition and Consumer Commission & the Credit & Investments Ombudsman

Released in part

To access the document please email foirequest@asic.gov.au
113 23 April 2018 Documents concerning ASIC's decision to ban Daniel Manley from providing financial services AFSL of Wilson HTM Ltd, Wilson HTM Investment Group Order Execution & Allocation Policy, Internal ASIC emails, documents concerning the banning of Daniel Manley

Released in part
To access the document please email foirequest@asic.gov.au
112 12 April 2018 Documents concerning QFS 150

Internal ASIC emails relating to the development of the media release 14-191MR - Statement on wholesale and retail investors and SMSFs

Released in part

To access the document please email foirequest@asic.gov.au
111 16 March 2018 The Data Model (key database planning document) used for ASIC's register of companies Document titled "Data Model L1 – AS IS"

Released in full

To access the document please email foirequest@asic.gov.au
110 14 February 2018 Any reports detailing work in progress given to incoming chairman James Shipton Brief to Incoming Commissioner

Released in part

To access the document please email foirequest@asic.gov.au
109 8 February 2018 Application for ASIC reinstatement of 407 DORSET ROAD MANAGEMENT PTY. LTD Application to ASIC to reinstate the registration of 407 Dorset Road Management Pty Ltd

Released in part

To access the document please email foirequest@asic.gov.au
108 7 February 2018 Documents relating to Term Deposits Various documents for the period 2008/2009 relating to bank Term Deposits including Interest rate schedules, PDS Statements, Advertising and marketing material and standard form letters

Released in part

To access the document please email foirequest@asic.gov.au
107 22 January 2018

Documents relating to hospitality, gift and sponsorship declarations by ASIC staff between 1 January 2014 to 7 December 2017

ASIC's gift registers for calendar years 2014 to 2017

Released in full

To access the document please email foirequest@asic.gov.au
Last updated: 18/06/2018 11:54