- 20-156MR Credit Suisse pays $75,000 infringement notice
Credit Suisse Equities (Australia) Limited (Credit Suisse) has paid a penalty of $75,000 to comply with an infringement notice given by the ...
- 20-155MR Societe Generale Securities Australia Pty Ltd pleads guilty to client money offences
On 30 June 2020, Societe Generale Securities Australia Pty Ltd (SGSAPL) pleaded guilty at the Downing Centre Local Court in Sydney to client money ...
- 20-154MR Darwin accountant receives jail sentence for failing to attend ASIC examination
Mr William Desmond Fong, of Darwin, Northern Territory, has been convicted and sentenced to six weeks imprisonment after pleading guilty to failing ...
- 20-153MR ASIC cancels AFS licence of MyPlanner Professional Services
ASIC has cancelled the Australian Financial Services (AFS) licence of Queensland-based financial services provider MyPlanner Professional Services ...
- 20-152MR Former director banned for engaging in illegal phoenix activity
Mr Sean Joseph O’Reilly of Hemmant, QLD has been banned from managing companies for four years due to his involvement in three failed companies.
Mr ...
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