- 21-007MR ASIC bans former Sydney adviser for three years
ASIC has banned Sydney-based financial adviser Jim Pavlidis from providing financial services for three years.
A review of Mr Pavlidis’ advice ...
- 21-006MR Victorian director disqualified from managing corporations for four years
Hayley Joan Street of Richmond, Victoria has been disqualified from managing corporations for four years following her involvement in two failed ...
- Application for relief – Insurance Council of Australia
As a result of regulatory relief given to Australia Post by the Government, ASIC has issued a no-action position in relation to breaches of the ...
- 21-005MR AAT decides to suspend Trajan Kukulovski’s liquidator registration
On 7 January 2021, the Administrative Appeals Tribunal (AAT) decided by consent that Mr Trajan John Kukulovski’s liquidator registration be suspended ...
- 21-004MR ASIC cancels AFS licence of Halifax Investment Services
ASIC has cancelled the Australian financial services (AFS) licence held by Halifax Investment Services Pty Limited (Halifax). The cancellation took ...
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